Rome began with a bloody beginning: Mars raped the king’s sister, who
gave birth to twins. Since the king had deposed his brother, he ordered
the babies drowned in the river to get rid of the heirs, but the man did
not do it. Conveniently, a lactating she-wolf nursed the twins (lupa
was also slang for “prostitute”), and when they grew up, the deposed king
recognized them. They helped him back to his throne, and then went off to
found their own city. Romulus killed Remus over a quarrel about where to
locate the city, and then had to invite outlaws to populate his city.
Finally, they stole the daughters of the Latines and Sabines for wives.
Some Roman writers wondered if the civil wars were because Rome was
founded on violence, and whether the difficulties in marriage were because
the first marriage was rape. The origin story also sets the foundation for
inviting foreigners into Rome; Rome was always fairly welcoming of
foreigners, much more so than the rest of the ancient world.
Archeological evidence shows that people were living in Rome by 800 BC,
and that it was much like the other small towns around. The seven Roman
“kings” would have ruled over 10 or 20 thousand people, more like what we
would call chieftains. Beginning a pattern, some of the kings were
foreigners (Etruscans) and one was a slave; most had a bloody end. One of
them created the system of centuries, which provided men armed according
to their wealth (more wealth required better armament); this later became
the voting categories. The last straw was when the princes argued over
whose wife was more beautiful, so they went to look at them all, with one
prince being taken with the one whose wife was acclaimed most beautiful
and asked her to sleep with him. She refused, he said he would do it in a
way that would frame her, so she acquiesced, then told her husband and
killed herself to maintain her honor.
Roman writers saw the first two hundred years after the kings as a
struggle by the plebians for inclusion in the political process. By means
of a series of strikes the plebians gained the right to elect tribunes
to represent their interests. Gradually they won the tribunes'
laws being binding over all citizens of Rome, the right to not be sold
into slavery for debts, the right for laws to be made public, and
for political offices and priesthoods to be open to plebians. By 367
BC Rome seems to have become a Republic. Before that date many of the
titles recorded for the consuls sound like a temporary dictator, but that
does not happen afterwards. Also, a dictionary records that before that
time the Senate was the consuls’ advisors, but after that it became a
permanent body with a lifetime membership to everyone who had been elected
Quaestor or higher.
About 400 BC Rome made the decision that probably was most responsible
for their eventual conquering of the Mediterranean. Prior to that the
nearby cities all raided each other regularly. Rome did two things
differently. First, conquered cities kept their own government, which
reduced the amount of manpower required to govern. Second, all they were
required to do was provide fighting men at their own expense. This ensured
that Rome had a bigger army. So Rome could lose battles but keep sending
out legions until they won.
The expansion of Rome was largely not the result of a master plan, but
happened on its own. Family culture strongly encouraged sons to live up to
the glory of their forebears, and one way to do that was to win victories
and bring back plunder. Defeating Carthage also substantially increased
Roman power. And eastern kingdoms would frequently lobby Rome to intervene
on their behalf. It probably helped that Rome generally ruled with a light
hand; imperium initially meant “the ability to give orders that
are obeyed” rather than “we tell you how to live your life”, so conquered
regions mostly governed themselves. Polybius in his history of 246 BC -
146 BC attributes Roman success to the stability of the government due to
the consuls acting as the monarchy, the Senate as the aristocracy, and the
tribunes representing the people (the people also elected the consuls).
Beard asserts that the empire is what created the emperors. Eventually
things got big enough that their system could not adequately govern, so
they tended to elect people who got the job done, and since autocracy is
efficient, they tended to elect authoritarians. The patricians did not
welcome outsiders, so they had a shortage of available talent. Starting in
146 BC, the political system broke down, with violence becoming the way to
settle political differences. The Gracchus brothers attempted populist
reforms, which ended in their bloody death by their opponents. Some
military crises led to generals exercising power, either directly or
indirectly, including Pompey who could arguably be the first emperor.
Caesar, Pompey, and Crassus formed a triumvirate to advance their
interests together. Caesar’s interest was military victories, and he spent
10 years killing one million Gauls, and adding western Europe to the
empire. After his campaign ended, he would need to step back into civilian
life where he could be prosecuted for alleged crimes while in office.
Since no one, including Pompey, offered him any assurance of support, he
decided to “roll the dice and see what happens” and marched on Rome.
Caesar made the mistake of looking like a king: he was made dictator for
life, and allowed to wear the same costume Jupiter wore in his temple
(supposedly Caesar liked to wear the laurel wreath because it covered his
bald spots). This latter represented Jupiter’s actions through the
general, and was worn only by the general during his triumphal procession;
the right to wear it suggested divinity. Brutus and several dozen other
conspirators stabbed Caesar to death (incompetently) after asking to
present a petition as he left the Senate. Their goal was liberty—of
Senators—any such liberty might have had little effect on the lives of
plebians or slaves. However, Brutus’ liberty was shown to be fairly
autocratic when he started minting currency using his own head (also a
sign of divinity) while ruler in his province in the east later on.
Cicero advised the Senate to convene immediately after Caesar’s, but they
did not. As a result Caesar’s great-nephew, and heir, Octavion, rushed
back to Rome on hearing of Caesar’s death, and gained political power in a
sort of coup, eventually winning the ensuing civil war. Octavion had a
rather bloody reputation, and he changed his name to Augustus, which was
not a real word but had the flavor of “glory”. He made a point of refusing
to be made dictator; rather he was given the power of the
tribunes (but was not one) and the rights of a consul (but was
not one). There were still elections, but he exercised such control that
his candidate always won. The Senate remained, and started becoming more
administrative than legislative. He was called princeps (“first
citizen”), not “emperor”, and he still lived in a relatively normal
patrician house. His wife still spun wool. He also made at least 250
statues of himself—all in an idealized style—so that the empire had a
visible ruler. His own words summing up his rule were: he brought military
victory (e.g. over “foreigners” like Cleopatra, even though Egypt was
already within the Roman sphere); he spent lots of money on the people:
hosting gladitorial events once a year, as well as some cash handouts; and
he built many magnificent public buildings. These three things were the
template of a “good emperor” for the next 200 years.
Dividing emperors into “good” and “bad”, however, is not very helpful,
because the evaluations that have come down to us were one-sided. Roman
politics tended to demonize one’s enemy, and so the stories about various
disgraced emperors may be propaganda. Austerity was a key Roman moral
virtue, so in the Republican period the eastern rulers were seen as
decadent and morally weak as a result of their lavish lifestyle.
Corruption, amassing political power to become a king, sexual profligacy,
and other moral failings were frequently written about enemies. For
instance, despite the accusations that Nero set Rome on fire to build his
decided un-austere palace—with revolving dinning room floor!—even his
enemies admitted that he gave substantial money to families displaced by
the fire, which tends to lessen the strength of the idea that he was a
harsh dictator burning the city to build his palace.
We get limited pictures of what daily Roman life is like, and what is
written is from the patrician perspective, with archaeology supplying the
rest. We get a lot of information from Cicero’s letters, like that his
house on the Palatine Hill cost 3 million sesterces. (It is unclear how
all that money was transferred; presumably not in actual coin!) Generally
the wealthy and the poor lived right next to each other; the poor lived on
the outside of the block and the wealthy had their house more on the
interior, further away (but not entirely removed from) from the noise of
the street. The poor lived in tenements called insula, which
were not good places to live; Cicero said of one of his insula
that the rats had fled it. The better and more spacious rooms were on the
lower floors, with the rooms getting smaller the higher you went. They
also got less safe: the upper rooms were harder to exit safely in case of
the occasional fire. Restaurants and bars were cheap and plentiful, so
most people spent their time out of their flat, although the wealthy would
cook their own food in the privacy of their home. Judging from the artwork
on the bars, including scatological puns based on seven Greek sages’
philosophies, and the clever poetry on some gaming boards, people had a
fairly wide level of basic literacy and basic cultural education—the
philosophical puns are not very funny if you do not know the sages’
philosophy. There was no police, and the courts were expensive, so most
people had to resort to buying curses at the temple to get justice.
About 20% of the empire were slaves. One might become a slave to pay
debts, because you were captured in war, or because pirates captured and
sold you. However a large amount of slaves were eventually freed (if the
master was a Roman citizen, the slave also became one), and slaves could
buy their freedom as well. Slaves could also run away to a part of the
empire that did not recognize them and claim to be free. Generally the lot
of a slave was hard—that idea that slaves deserved to be whipped was
fairly endemic, in addition to the fact that most masters were not living
very well themselves—although slaves in a patrician house might live
better than free men. In the imperial times, the emperor’s several
thousand slaves were the administration of the empire (under patrician
direction).
Marriage was a fairly simple affair. You were married if both people said
they were, and not if one or both of them said otherwise. A girl’s first
marriage was generally around age 16, with men marrying in the early
twenties. Patrician families often married to cement relationships, such
as when Pompey married Caesar’s daughter. Multiple marriages were not
uncommon for men and women; Cicero got married twice, and his daughter
Tullia was married three times. If a man got unmarried, though, he had to
return the dowry. A virtuous wife was one who had children (to keep the
population steady required an average of nine children per woman), was
faithful to her husband, kept the home, and spun wool.
The structure Augustus created worked well, but after 200 years its flaws
started creating problems. The relationship between the emperor and Senate
was never really resolved; in theory the Senate had its own authority, but
obviously that conflicted with the emperor having ultimate authority. As
the emperors spent more time in the east there was no longer the personal
interaction between emperor and Senate to keep peace. Another problem was
that the emperor claimed to be divine, but clearly he was not in the same
league as the real pantheon (and had to be ratified as a god by the Senate
after his death), leading to some awkward contradictions. Finally,
Augustus had tried to remove the army from deciding his successors by
stationing them at the edges of the empire, away from Rome, and by
promising them a plot of land after twenty years of service. But paying
the army was very expensive, and the private guard was still in Rome.
Successful succession required careful political alliances and the
physical presence of the successor at time of death. By the time the book
ends, in 212 AD when Caracalla made everyone in the empire a citizen, the
system had started to break down. The first 200 years had 14 emperors; the
next 100 years had 80. By that time things had changed to be a very
different state.
Beard summarizes 1000 years of history in 600 pages or so, which is a
daunting task. SPQR gives a high-level overview of the important
events and personalities in Roman history, the structural forces behind
the events, and a feel for what it was like to live in the Roman empire.
She livens up the history with relevant personal vignettes, which also
serve to illustrate the points she makes. She also brings a wide range of
archeological information, including from digs she participated in, to
inform daily life, as well as to interpret Roman writers who were
frequently loose with the facts. I found the daily life sections most
interesting, as they were completely new to me, and covered the basics in
a way that I can imagine what life is like.
The difficulties with such an enormous summary is that it is necessarily
high-level. If you are looking for a detailed chronology of the history of
Rome you will be disappointed. There are actually plenty of details, but
only about selected events. However, missing events are made up in the
accessible length of the book, but more importantly in discussion of more
fundamental forces. She answers why it was Rome of all the cities in Italy
that conquered the world. She offers an answer to why the Republic fell
apart and became an Empire. She discusses how Augustus managed to be a
king without getting himself killed like Caesar did.
One thing that drove me nuts, especially in the early period of Rome
where the source information is fairly scanty, is that Beard frequently
says “of course, what [this Roman writer says] cannot possibly be what
actually happened”. One problem is that often she does not say why she
thinks this. The second problem is that it is really arrogant of us
moderns to think that we know better than they do, even though we are over
two millennia farther away from the event. Maybe they are, in fact, wrong.
But modern historians have a history of saying things like “of course the
Illiad cannot possibly have happened” and then we dig up Troy, or “of
course the Bible’s mention of Pontius Pilate must be made up because we
have not found anything referencing this guy” and then we dig up a
monument with his name on it. I can understand why you would have limited
trust in ancient sources, but the fact is, they are the most
reliable source you have. It seems like you should have a pretty solid
reason why the ancient sources are wrong about their own history that
happened within several lifetimes of the writer.
But that is a minor annoyance. Beard has written a great overview of the
Roman empire. She covers the essential information, and discusses the
essential questions. In so doing she gives a foundation for the reader to
know what to research further, since ancient Rome is much too big a topic
to cover in one book. At the same time, she gives many details about the
specific situation, so that you know that she is condensing from a
lifetime’s worth of source material. As much as I wished for more details,
I also realized that to get them would require reading thousands of pages
of Roman writers. Beard has done a great job of distilling the essences of
the Roman empire and its history.
Review: 9
The strength is knowing what the important events are, and
the analysis of the forces behind the events. The vignettes serve both to
make history more human as well as excellent illustrations. Beard does a
good job of covering all the aspects, even the aspects of daily life and
culture which require more analysis because of the relative paucity of
material.
Ch. 1: Cicero’s Finest Hour
- In 63 BC, Catalina organized a revolution. He came from a
distinguished aristocratic family that traced their lineage to
companions of Aeneas, but he had tried to get elected consul (an
expensive endeavor) twice and had failed. Coupled with a money
supply shortage, he and probably other people had a cash shortage and/or
debts. He organized a revolution; Cicero, consul at the
time, having defeated Catalina, found out about it, and denounced him to
the Senate, which voted to exile him. Catalina fled to his army
that was gathered, and was killed as he lead his men against Cicero’s
attacking Legions.
- Then a woman who had turned spy on Catalina provided letters
identifying many of the conspirators. Cicero arrested them and had
them executed without trial, to the cheers of the crowd.
- In 58 BC, the people of Rome voted to exile anyone who had condemned a
Roman citizen to death without a trial, and, specially, Cicero, although
they brought him back a year later.
- The Consuls were the ones who could create laws, and they were elected
by the Roman people: male citizens of Rome. Although a
million people were eligible, the author estimates that only a few
hundred to a few thousand people actually voted.
- The Senate could only pass declarations, although these were usually
obeyed. The Senate had about 600 people, and tended to meet in
temples. At this time Rome didn’t have lots of marble, so the
areas they met in would be brick, small, and dark (owing to the lack of
windows). Anyone who had been elected to Quaestor (20 per year)
had a lifetime membership in the Senate.
- The author introduces Rome with this event because the documentation
of this era of Rome is considerable. In addition to many histories
and copies of speeches, we also have personal letters and financial
records. Cicero is the first ancient person with enough
information about to write a modern biography, the only one until
Augustine.
- Poor people lived in overpriced, horrible flats owned by people like
Cicero, who once said that the rats in a particular set of buildings of
his even the rats had left.
Ch. 2: In the Beginning
- Rome had three foundation stories. One was founding by Greeks
(which gave Rome a way to tie in to Greek culture), one was the founding
by Aeneas after escaping from Troy, but the most widely used is Romulus
and Remus. Livy says that in the town of Alba Longa (south of Rome
a bit), the king’s brother deposed him and took over the throne. The rightful king’s daughter became a temple virgin so as not to produce
any heirs, but ended up giving birth to twins. Traditionally the
god Mars had raped her, although Livy thought it might have had more
natural origins. The usurper told a servant to throw the babies in
the river, but he left them in a basket instead. Conveniently (as
some ancient writers noted) a lactating she-wolf happened by and fed the
babies until a shepherd saw them and adopted them. The word for
wolf (lupa) was also used as slang for “prostitute”, and Livy
thought that perhaps a prostitute was the real creature. The boys
grow up and are eventually recognized by the deposed king. They
restore him to the throne and then set off to found their own
city. They quarrel about the site and Romulus kills Remus. Romulus invites the outlaws and slaves from Italy to join him to build
up the population. But since it is all men, he invites the Latines
and the Sabines (neighboring tribes) to a feast, and then men carry off
their daughters. The Romans easily defeat the Latines, but not the
Sabines. Eventually the wives implore them to stop fighting, since
they did not want to be both widowed and fatherless.
- Roman writers saw the stories as a least partly factual (and going
through some contortions to get their assumed dates for Aeneas and
Romulus to work out, given that they different by several hundred
years). Some also used the Greek olympiads to date the founding of
Rome to 753 BC.
- The writers used the story to talk about issues in Roman
culture. Was Rome doomed to civil wars because it had started out
as murder? Was marriage doomed to be harsh because the first
marriage had started out with abduction and rape?
- The author sees the stories as incorporating Roman values into a
founding myth. The Romans were aggressive (but so was everyone
else, and besides, Rome always did it in response to others so it was
“just”). They were also relatively welcoming to outsiders,
especially by ancient standards. Some in the ancient world saw
Rome’s willingness to extend citizenship to foreigners (initially
limited, but increasingly broadly over time) as one of its strengths.
- Slaves were better off in Rome than other places. They were
often freed after a certain period of time or after saving enough money
to buy themselves out, and if their master was a citizen, they also
became a citizen.
- The limited archeology that we have suggests that the Roman hills were
inhabited by about 800 BC, about the same time as, and very similar to,
the other settlements in the area. Which means that, at some
point, Rome became different.
Ch. 3: The King’s of Rome
- In 1899 the area under a set of black stones in the Forum was
excavated, and they found what looked like an old shrine. They
also found a column, which included the word “for the king”,
demonstrating that the Romans’ inclusion of kings in their history was
real.
- Traditionally there were seven kings, each of which instituted a piece
of classical Rome’s organizations. Romulus founded Rome; Numa
Pompilius founded the religious institutions; Tullus Hostilius fought a
lot; Ancus Marcius founded the seaport at Ostia; Tarquinius Priscus
created the Forum and the Circus and games; Servius Tullius was a
reformer and created the census; Tarquinius Superbus built so much that
it impoverished the people of Rome and they rebelled and exiled him.
- The list of kings also incorporates Roman themes. One is violent
succession: all but two had a bloody succession. Another is the
multi-ethnic nature: several of the kings were Etruscan, and one
was a former slave. Yet another is that a king is tyranny—even
the emperors refused to be known as kings (although some writers
wondered what the difference was).
- Roman writers paint Rome under the kings as a great state, but the
reality is that Rome could not have been larger than about 10,000 -
20,000 people. Such cities do not have a king in the modern sense,
they have “big men” or warlords or chieftains. Likewise, the
battles fought by the kings are all within about 12 miles of Rome. So these chieftains are leading private militias, there is probably
shifting allegiances of these militias, and the wars are likely more
like cattle raids.
- Inland, the Etruscans (a set of fairly ethnically homogenous
city-states) were wealthy. Their graves had large quantities of
bronze, and more Athenian pottery than found in Athens. Rome
neighbored the Etruscans, and probably benefited from their wealth and
its seaport. There was probably also people moving between the two
areas.
- Some have suggested that the Etruscans took over Rome at one point, as
evidenced by the Etruscan kings, but the author thinks that this did not
happen, as there is no evidence of a large cultural shift.
- The Romans saw their success as due to their faithful observation of
the proper rituals and the correct reading of omens. The goals of
these rituals were to maintain good relationships with the gods. “In general, it was a religion of doing, not believing.” (103)
- There is a Roman calendar from the first century BC that lists out
festivals, and they are largely agricultural festivals, which is
entirely expected in a small agricultural city.
- Servius Tullus was supposed to have created the system of
centuries. Each century was segregated by wealth, with the
wealthier centuries needing to arm themselves more robustly. The
eighty first-class centuries had full bronze armor, but the thirty fifth
class centuries were only required to provide slings and stones. There were another 18 centuries of cavalry, then some centuries of
musicians and engineers, and one century of the poorest who were exempt
from military service. In Cicero’s time, each century got one vote
in the elections of senior positions (like consul). So the richest
people got eighty votes, while the poorer got substantially less. Cicero lauds this, stating that as a principle the wealthy, and not the
rabble, should have the most power.
- The drainage system of Rome (the Cloaca) might have been
started by the last king. It was quite massive, and built over
many years, but we don’t know how much was from the sixth century BC
when the last king was supposed to have ruled. (They figured it
out because they kept records of who all the consuls were, and counted
the years)
- The trigger that ended the kingdom was not the overwork, but the rape
of Lucretia. A group of nobility were arguing over whose wife was
best one night while at war, and one of the princes suggested they just
ride back home (it was only a couple of miles) and check them all
out. His wife was acclaimed the best, but one of his brothers was
smitten with her. He rode back some time later and threatened her
with death if she did not sleep with him. That did not move her,
so he said he would kill her and a servant so that it would look like
she had committed adultery with him. She agreed to sleep with him to
avoid the shame. Then she told her husband and killed herself.
- The Brutus who killed Caesar traced his family lineage back to the
Brutus that led the rebellion against the last king.
Ch. 4: Rome’s Great Leap Forward
- Roman writers think of the Roman State as coming into being fully
formed in the fifth century BC in its modern complexity. The
reality is probably different. Rome was a small, agricultural
city. The Twelve Tablets that codified early laws indicate a
simple conception of laws and are concerned with very small-town things
(like what to do if your neighbor’s tree overhangs your property). And there are several fire layers that, while they could be unfortunate
burnings, they could also be the result of violence as Rome transitioned
from rule by aristocrat to full participation by the plebians. Also, the list of consuls in the Forum has a number of entries for which
the title is something more like temporary dictator. (It is also
highly likely to have involved some guesswork in its creation)
- Roman writers saw the first 200 years of the Republic as the struggle
for inclusion by the plebians. The first fifty years or so of
consuls includes plebian names, but not after that. The plebians
went on a series of mutiny/strikes over the years that got them an
assembly to defend their interests: the tribunes. It also had
block voting, but the blocks were geographical, not wealth-based. Subsequent conflicts gave the tribunes decision force of law over all
Romans, which mean that non-nobility could now legislate over nobility
and on behalf of the state. The political offices and priesthoods
gradually became open to plebians. In 367 BC plebians could become
consul, and in 342 BC both consuls could be plebian. In 326 BC
selling people into slavery for debt was abolished. (Establishing
that citizens had the right of liberty of their persons)
- The most dramatic was when the plebians demanded that the laws be
public. So a committee was established and got 10 tablets done,
but there were still more to go, so a second committee was
appointed. This committee did finish them, but added in a clause
that plebians could not marry patricians, which, combined with another
attempted rape (an ancester of the guy who built the Appian Way wanted a
girl, brought legal action against her father saying she was a slave,
which he decided in favor of himself as he was the judge, but the father
stabbed her to death after the decision was reached, in order to protect
her), the second committee was abolished and the law quickly repealed.
- The lack of laws about patricians/plebians in the Twelve Tablets
(which are no longer extant, we only know of the ones that have been
quoted) suggest that their origin was not so colorful and much more in
the ordinary process of codifying laws that every ancient society
underwent as they grew larger.
- 367 BC seems to be a crucial date for the creation of the
Republic. The list of consuls has a lot of temporary dictatorships
for the prior half-century, but that completely stops after 367
BC. Plebians could become consul. Also, an entry in an
ancient dictionary states that before the middle of fourth century BC
the Senate was a collection of friends of that years’ officials to
advise them and was new every year; after that it was permanent
and membership was for life.
- In 400 BC, Rome appears to have been just another normal town on the
Italian peninsula. Prosperous, but not different. In 396 BC,
Rome annexed Veii, a prosperous Etruscan town ten miles away. (Livy claims that this campaign marked the first time Roman soldiers
were paid, from taxes.) In 390 BC some Gauls sacked Rome. (The story goes that a plebian named Marcus Caedicius
[“disaster-teller”] heard a voice warning him, and he passed on the
warning, but the patricians ignored him because of low rank; a
lesson that the gods also talked to low ranks). Rome built an
enormous wall afterwards.
- There was probably yearly fighting since time immemorial by every
tribe in Italy, but the Romans did two things differently. First,
generally the only thing they required of conquered cities was that they
supply soldiers (at their own expense). This required a lot less
Roman manpower than taxation or direct control would, and it gave Rome
access to a lot of manpower. In the ancient world, the relative
size of an army was the most important factor in who would win. Rome might lose battles, but it could keep sending legions, so it didn’t
lose the war. It also aligned the incentives of the conquered city
with those of Rome, since the soldiers would share in the plunder they
took. Second, Rome extended citizenship to many of its conquered
cities, either with or without voting rights. In the ancient world
you were usually a citizen of whatever city you were in, but now you
could be a citizen of your home city and also a citizen of a broader,
more abstract concept of Rome. “Latin” became a political status,
not an ethnicity.
Ch. 5: A Wider World
- In about one hundred years Rome went from ruling a piece of Italy to
much of the Mediterranean.
- The first war was when the Greek king Pyrrhus fought against Rome in
aid of Tarentum. He won, but the victory cost him so much that
he joked he couldn’t afford another one.
- Soon after, Rome conquered the Greek colonies in Sicily and Corsica.
- In the Second Punic War (Punic = Carthaginian), Hannibal decisively
defeated the Romans at Cannae, but did not follow up with an attack on
Rome. One possibility is that he realized that Rome’s power came
from its allies, and certainly he tried to whittle down that base in
Italy. Rome had lost a lot of men at Cannae, and the State had a
cash shortage. So they asked the people of Rome to finance
it. Any other state would have had to surrender, but Rome still
had the cash (albeit in private hands) and the people to continue
fighting.
- A large part of Roman power came from defeating Carthage: it
got a lot of land and a large number of slaves, which it used to grow
crops and mine silver.
- Rome is seen as aggressively conquering the world, but it seems to
initially been something that happened rather than was planned.
- Roman traditions, such as the funeral, where the family dressed up
(and wore face masks) as the deceased’s ancestors and told all of
their achievements, inspired the younger generations to achieve
something worthy of the family. Great Roman families had a lot
of ambition and competition. (A large number of sons killed
their fathers, so possibly some were squashed by the weight of
expectations rather than rising to the challenge.)
- There was also a lot of lobbying by states on the eastern edge of
the Mediterranean for Rome’s involvement on their side: they
would send delegates to lobby the senators, sometimes meeting with
them daily, to persuade Roman intervention on their behalf.
- Initially Rome ruled with a pretty loose hand. They either
adopted the existing tax structure or required a payment, but
generally they let the conquered region govern itself. Imperium
meant “the ability to give orders that are obeyed” not “imposing our
government on you”.
- The best political analysis of Rome at the time is by Polybius, who
was a Greek taken to Rome as hostage after Aemilius Paullus defeated
King Perseus. He met Scipio Aemilianus (adopted) and ended up
being his tutor. He could see Rome from the perspective of both an
enemy and an insider. He said that the strength of Rome was that
it was a stable mixture of monarchy, aristocracy, and democracy. The consuls functioned as monarchy. The Senate functioned as
aristocracy. The people were represented by the tribunes, but also
by the fact that they voted for the consuls and certain laws. While one could not stand for elections without being wealthy enough to
be in one of the top centuries, getting the support of the poor people
was usually essential to winning. The wealthy could, in
theory, carry the election, but they were rarely united, and so the
popular voice mattered. Roman politicians routinely shook hands
with plebians and canvassed them for their votes.
- Antiochus Epiphanes spent ten years as a hostage in Rome before
being swapped out for a younger family member. When he went
back, he had on Roman political sensibilities. Even though he
was not standing for election, he visited craftsmen, gave presents to
commoners, and even dressed in a toga to shake hands with commoners
and ask for their vote. (The latter mystified his eastern
contemporaries.) “It is clear that one lesson that Antiochus had
drawn from Rome was that the common people and their votes were
important.” (191)
- The triumphs displayed a lot of new and exotic things (like
elephants), as well as riches (one conquest brought back so much silver
that it took 3,000 men to carry it, and the procession over all took
three days). Rome’s increasing exposure to the world brought up
questions of what does it mean to be Roman. They could see the
difference in culture between themselves and the Greeks, and they knew
the Greek opinions that Romans were uncultured, and although they
generally did not agree with the Greeks, there was a persistent thread
in Roman writing wondering whether the barbarians were really on the
inside. When they brought back the Mother Goddess from the area
around Troy (supposedly the origin of Rome in the Aeneid), it turned out
that her image was a black meteorite, and the priests were
self-castrated men who wore long hair and flagellated themselves. This did not seem at all Roman.
- Romans tended to value austerity, seeing the eastern comfort as
decadence. So there was a strain of Roman politics that wanted
to return to the—probably non-existent—former days of austere moral
living.
- There were at least 300,000 Romans living outside of Rome at all
times: soldiers and merchants, mostly. And there were
streams of foreigners coming to Rome for various reasons. Slaves
tended to become free over time, so the population of Rome had a lot
foreign former-slaves that were now Roman. So what did it mean
to be Roman when there were all these foreign influences?
Ch. 6: New Politics
- From 146 BC to 44 BC (the assassination of Julius Caesar) saw a steady
erosion of political decorum to the point where violence was a common
tool of political disagreement. It was also a time of flowering of
Roman arts: Catallus wrote love poems to a Senator’s wife, Cicero wrote
the speeches that became the backbone of rhetoric; Julius Caesar wrote
of his campaigns in Gaul; the city of Rome started becoming
planned and architecturally notable.
- Pompey had defeated Mithradates VI, and come home with 75 million
drachma in silver, enough to feed two million people for a year, and
equivalent to one full year of taxes.
- Roman writers wrote about the steady political decline.
- In 133 BC, Tiberius Gracchus, saw lack of smallholding farmers in
Italy as responsible for Rome’s ills (archaeological evidence, however,
suggests that there were still many smallholding farmers). As a
tribune, he created a plan to distribute the state lands, which the rich
tended to use as their own, to the poor. The tribue Marcus
Octavius vetoed his reforms, so Gracchus got the people to vote him
out. The Senate refused to finance it, so he got the people to
vote to use the money that King Attalus III of Pergamum had left, along
with his kingdom, to “the Roman people”, to finance the
commission. When Gracchus ran for election a second year (partly
to be immune from prosecution for the alleged crimes of seeking to be a
king), he was killed by some members of the Senate during the election
(bludgeoned with a chair leg), but without the Senate’s approval.
- Roman elections of the Plebian Assembly required all voters to
assemble in one place and cast their ballots one by one. This
sometimes took more than a day. In 139 BC a tribune introduced a
law making voting by secret ballot. (Cicero said “everyone knows
that the ballot law robbed the aristocrats of all their influence”).
- This crystallied two views of government: one faction thought that
Rome should be governed by the “best men” (usually, the rich); others
thought that the people should be able to do whatever they wanted,
including electing whoever they wanted.
- In 123 BC, Gaius Gracchus was elected tribune, and he instituted
subsidized grain for the city of Rome, which made it the only city in
the ancient world where the government took responsibility for basic
food supplies. But Gaius was the first tribune to have what we
would call a “platform”: a set of legislation that had a unified aim (in
this case “a systematic attempt to reconfigure the relationship between
the people and the senate.” [230]) His political opponents thought that
it looked like he was gathering power to become a king. He was
elected tribune twice, but some of his supporters were taunted by one of
the consul’s men and they stabbed him with their styluses (so not
premeditated since they didn’t use weapons, but definitely
murder). The senate reacted by giving the consul, Lucius Opimius
emergency powers (“to make sure that the state should come to no
harm”). Rome didn’t have a police force, but Opimius conveniently
found some archers lying around and some others, and killed 3000 of
Gaius’ supporters. The emergency powers act had a way of
rebounding against those who used it, and Opimius was tried and
acquitted, but his reputation had been permanently stained.
- The Italian allies of Rome seemed to have growing desire for
independence, and in 90 BC the arrogance of a Roman envoy in one town
resulted in the murder of all Romans living there and started a civil
war (the Social War, named because socii was the word for
allies). Roman writers said that they just wanted citizenship
(which is how the war ended: Rome offered citizenship to everyone
still fighting), but they had set up their own capital and their own
coinage. But it was too late to be independent; the coinage
was made using Roman denominations. With now a million citizens,
there was a logistical problem of recording them, and also figuring out
what centuries they fit into, although since you had to vote in person
in Rome, that limited the number of people who could use the right.
- In 88 BC, Sulla was elected consul, and he marched on Rome (the first
general to do so) to claim the commission to fight Mithradates which had
been taken from him. All but one of his commanders resigned when
he told them his intentions. Then in 83 BC he came back and
occupied Rome for two years while he got control back from his
enemies. He was made dictator without a time limit, during which
he drew up a list of enemies and put bounties on them, burned the Temple
of Jupiter, and generally presided over a period full of violence. He boasted that he had taken revenge on all who had wronged him. He also instituted a lot of reforms (calling them, as was always done, a
return to the past), such as neutering the power of the tribunes,
although those were repealed within a decade. After three years he
resigned and retired to write a history.
- His disbanded legions settled in the area, but not all were good
farmers. So when Spartacus revolted, he must have been able to
acquire a lot of local support from disaffected Romans, because his
forces held out for two years against the Roman legions. However,
it could also be seen as the final battle in a civil war that had
started somewhat earlier than the Social Wars and continued afterwards.
Ch. 7: From Empire to Emperors
- As Rome conquered more and more land, it had to solve problems of how
to govern it. Rome’s typical approach was to contract things out (such
as tax collection) to private companies (who bid on the job; highest bid
got to collect the taxes plus any extra they managed). Governance was
done on a one or two year bases, eventually as a rotation that consuls
did the year or two after their office ended in Rome.
- This did not result in excellent government. When Cicero did his
service he found that his predecessor’s location was unknown, as were
three legions which had gone missing. One other legion was supported
Marcus Junius Brutus’ (illegal) 48% loans; Cicero withdrew the support,
but did not press the matter. And he tired of the job and was happy to
leave the position to someone else.
- Cicero had earlier prosecuted Verres for abusing his office. He did
not even get to give all his planned speeches before Verres fled in
self-imposed exile. So if Cicero’s governance was so haphazard, what
about the others?
- Verres was particularly egregious, but it seems from complaints that
he was by no means unique. In fact, Gaius Gracchus had created very
detailed laws, as part of his reforms, detailing what things people from
the provinces could sue for (money), the damages (2X), the location
(Rome), and the jury (50 equites who were not Senators), which
indicates that there were already problems.
- The jury was problematic, because it created a division between
Senators and the rest of the equites which tended to distort
justice. The equites tended to side with the tax collection
companies and some Senators who were quite likely innocent of crimes
under the Gracchus law were convicted. Various people adjusted the jury
between the Senators and equites, but it is indicative of the
unsolved problems of Roman government.
- “Even more controversial, and central to the eventual collapse of
Republican government, were questions of who could be trusted with the
command, control and administration of the empire. Who was to govern
the provinces, to collect the taxes, to command, or serve in Rome’s
armies? Was the traditional governing class, with it’s principles of
shared and short-term power, capable of handling the vast problems,
administrative and military, that the empire now threw up?” (256)
- Beard’s view is that the empire created the emperors, not the other
way around. The structure was insufficient to govern well, so the people
chose people who would get the job done, essentially electing autocrats.
- The ruling class did not like to incorporate outsiders, even if they
were talented. (Although about 20% of consuls were “new men”.) But the
ruling class was not large, so it lacked the necessary resources.
- By the early 100s BC, some parts of the empire were directly governed
and some parts were governed by the older allies. One of these allies,
Jugurtha, went rogue in 118 BC, and since he had served with Scipio
Aemilianus, he knew how the Roman army worked and had connections in the
Roman system (“Rome’s a city for sale and bound to fall as soon as it
finds a buyer” he supposedly said). The Senate was ineffectual in
bringing him to task. Gaius Marius ran for consul eyeing a military
command, and efficiently resolved the matter.
- The legions had a problem of manpower, because only landowners could
serve in the army. (This may have motivated Gracchus’ reforms to give
out land to people.) Marius took anyone who wanted. But the
consequence was that it was now the commander’s responsibility to find
land for them at the end of their service, which engendered a loyalty
directly to the commander rather than to the state. Over the years,
Rome basically had a bunch of generals with private armies.
- Marius was elected by direct proposal to the assembly instead of the
Senate’s nomination. This became a right of the people as a whole to
choose generals (and Marius was assigned again after his success with
Jugurtha to defeat German invaders the previous general had failed
[the city was so panicked that they even did a rare human sacrifice])
- Pompey followed in Marius’ footsteps as a general, but was definitely
an autocrat. He had defeated Mediterranean pirates in three months
(perhaps they were not as serious a problem as had been thought), and
gave them small pieces of land far enough inland so that they could make
an honest living without temptation. There were requests for aid against
Mithradates in the long-running war, and Cicero argued that new problems
required new solutions. Mithradates was threatening Rome tax incomes and
citizens commercial income, so they should give a competent general an
assigned of unlimited duration and over whatever area was necessary.
Pompey solved the Mithradates problem, and then unilaterally adjusted
some political boundaries, presumably to keep the problem resolved. He
wore (allegedly) Alexander the Great’s cloak, and was even given the
right to wear the Triumph costume at the circus.
- At a Triumph a general wore the same outfit that Jupiter in the
Capitoline temple wore; it was a ritual suggesting that Jupiter
brought the victory through the general, and supposedly a slave stood
behind the general, frequently whispering in his ear reminding him
that he is a man. So to wear Jupiter’s outfit outside the ritual is to
claim deity—something that Pompey already had offered to him in the
East. (Pompey only wore it to the circus once.)
- Pompey could arguably be called the first emperor. Some cities named
themselves after him, there was a group that worshiped him. He even
had coins made with his image, albeit in the East. Previously coins
always had long-dead heroes on them.
- “How to balance individual achievement and celebrity with the
notional equality of the elite and the principles of shared power had
been a major dilemma throughout the Roman Republic. Many mythical
stories of early Rome pose the problem of dashing heroes who step out
of line to take on the enemy single-handedly. Did they deserve
punishment for disobedience or honour for bringing victory to Rome?”
(277)
- Pompey, Crassus, and Julius Caesar formed an unofficial agreement to
pool their resources and influence in achieving their different aims.
Crassus wanted to enable the renegotiation of the bid of a
tax-collection company that had wildly overbid, Pompey wanted to get
land for his soldiers, and Caesar wanted to be given generalship in
Gaul.
- Caesar slaughtered around one million Gauls. They were definitely not
innocents—one Greek writer was astonished that they put the heads of
their enemies around their towns—but it was too much for many of his
contemporaries: Pliny the Elder says that the number of his victims
constituted a “crime against humanity”. Caesar did bring a large amount
of land into the empire, and even crossed the symbolic boundary of the
sea—beyond which was the Unknown—by landing briefly on Britain.
- The problem was integrating Caesar back into politics. He had been
gone for 10 years, and there were many people who wanted to settle
scores and/or bring him down to size. If he did not hold an office, he
could be prosecuted for some irregularities of one of his years in
office (which is unclear what/who caused them, it may have just been the
general fractiousness). Pompey did not involve himself, and when an
agreement was not forthcoming, Caesar quoted a Greek play saying
essentially “roll the die and see what happens” (rather than more final
“the die is cast”), crossed into Italy and marched on Rome.
- After being made dictator Caesar did not stay in Rome much over the
next ten years, he was involved settling the civil war, including
defeating Pompey. When he was in Rome, though, he acted very
autocratically, like the king that Rome had rebelled against. He revised
the calendar to 365 days plus one day every four years (which he got
from Egypt) because the priests, whose job it was to adjust the
calendar, had not done a good job of it. He wore Jupiter’s costume
frequently (the laurel wreath covered his bald areas, among other
reasons) His Triumph was over Romans (Pompey), not foreigners. He
had coins made—in Rome—with his image on them. He granted clemency to
many of his enemies, but clemency can only be granted by one who has the
power to withhold it. So on the Ides of March, several dozen Senators
killed him, to free Rome from the king again, as a coin that Brutus
minted makes clear
Ch. 8: The Home Front
- Much of what we know about Roman daily life comes from the letters of
Cicero
- In 49 BC, Cicero eventually decided to join up with Pompey against
Caesar in the civil war. He apparently went around scowling a lot and
cracking bad jokes and got a bad reputation. On the day of the battle
where Pompey lost, Cicero was conveniently sick. Afterwards he returned
to Italy in anticipation of the general amnesty that Caesar offered.
- Caesar came to dinner at his Naples home several years later. He wrote
that it was definitely not the sort of thing you would invite him to
come back again; he had a retinue of at least 2000 soldiers, not to
mention slaves, all of which had to be put up and fed. Following custom,
Caesar had a bath, then a massage, and then reclining at the formal
meal, for which he had quite the appetite, having been on an emetic
detox regime.
- In the five years before Caesar’s assassination, Cicero divorced his
wife of thirty years (Terentia) and remarried quickly, to Publilia, a
girl of fifteen (he was about sixty), which lasted for about six weeks
before he sent her back. His daughter (Tullia), pregnant, had been
divorced from her third husband, and died in childbirth, throwing Cicero
into severe grief.
- The purpose of marriage in ancient Rome was to produce legitimate
children. The virtuous woman is summed up in the grave of a woman named
Claudia: “Here is the unlovely grave of a lovely woman. She loved her
husband with her heart. She bore two sons. One of these she leaves on
earth, the other under the earth. She was graceful in her speech and
elegant in her step. She kept the home. She made wool. That is all there
is to say.” (304)
- Having children was a primary responsibility of the wife. The woman
was universally blamed for failure to conceive. Because of the
likelihood children would die before age 10, each woman would have to
have five or six children just to keep the population static, but if
you factor in sterility, early death from childbirth, etc. each woman
would need to have about nine children.
- There wasn’t really any way to prevent having children other than
abstinence, and the fact that Roman ideas one when a woman was most
fertile were completely wrong did not help.
- Once a baby was born, if it seemed weak or disabled it was
“exposed”.
- One might think that the death of a child might be looked on
prosaically because of its frequency, but that seems to not have been
any different than today; parents were greatly grieved.
- Marriages in wealthy families were arranged for political
alliances/monetary benefit, although some of the couples worked out
well. (Anthony married Caesar’s daughter Julia to cement their
triumvirate, for example) The girls were married early; Cicero’s
Tullia was engaged at 11 and married at 15. Men generally married
between 25 - 30.
- The marriage ceremony was simple. Ending a marriage was also simple:
you were married if both of you said you were, and you were not
married if one or both of you said you weren’t. If you got divorced,
the former husband had to return the dowry.
- There were women who had a more licentious reputation, some
justified, some probably accusations by people trying to discredit
their wives or male enemies.
- Cicero appears to have owned about twenty properties. Senators were
forbidden from commercial ventures (although some did through an
intermediary), so they used land. Cicero owned properties in Rome,
Astura, Tusculum, Puteoli on the Bay of Naples, and others. Some were
essentially a place to stay along the way, and others were villas. In
total they were worth some 13 million sesterces (enough to feed 25,000
families for a year, or to pay for the substantial minimum wealth
requirement for public office 30 times over). His large house on the
Palatine Hill cost 3.5 million sesterces. People like Crassus, though,
were worth 200 million sesterces, which could pay for a private army.
- One assumes that there was some sort of banking system, otherwise
how would you pay 3.5 million sesterces for a house? Cart wagonloads
of gold around the city under armed guard?
- Cicero’s money came originally from rents from his agricultural
lands, augmented by Terentia’s dowry of insula in Rome. He claimed to
have inherited 20 million sesterces from people outside his family,
likely quite a few of these were in exchange for his legal services
(lawyers were forbidden from receiving a fee). After he defended
Publius Sulla, the latter loaned him 2 million sesterces for the house
on the Palatine and “repayment seems not to have been demanded” (328).
Cicero also seems to have acquired 2 million sesterces for his year in
the Asia; while he claims not to have extorted anyone, it’s not clear
how he came by this money (but in any case he lent it to Pompey to
finance the civil war).
- (Wealthy) Roman houses had a large atrium for receiving public
visitors, and increasingly private spaces. Close friends of the family
might be received in the more private space. The atrium was decorated
with trophies acquired in victory, but the tradition was that the
trophies stayed with the house, not the victor. Other rooms had
frescoes consonant with their usage.
- The house needed to be decorated well, and Cicero tried to get the
appropriate statues. One letter complains that you cannot use a statue
of Mars for a room for peaceful alliances. One also could not be too
opulent, or you would be criticized.
- Slaves were some 20% of the Italian population, and were from diverse
sources. Some were defeated in war, some trafficked from the edges of
the empire, some the children of slaves, some rescued from the trash as
babies.
- Slaves of poorer owners were likely to lived harsh lives in confined
spaces. Slaves of wealthier masters might live better than free men.
- Corporal punishment was frequent; “Whipping Boy” was a common
nickname.
- Romans disdained slaves but were also afraid of them. At the same
time, they did not want to make a visible mark of slavery, because
that would show slaves how numerous they were. Furthermore, slavery
was often temporary; master frequently freed slaves. And familia
included both free and non-free members of the household.
- Master often married a slave girl.
- Slaves often ran off, and if caught in their destination they could
claim that they were freed.
Ch. 9: The Transformations of Augustus
- Some twenty Senators came to Caesar ostensibly to give him a petition,
but then pulled out their daggers and attempted to kill him. Their aim
was terrible, and Caesar unsuccessfully fought back with his stylus.
Seeing Brutus, he said—in Greek, not Latin—"you too, child”, which
could be a threat, or sadness for disloyalty. The other Senators fled,
but were blocked by the crowds coming out of the nearby theater; these
also tried to flee when they figure out what was happening, only to meet
soldiers coming the other direction, along with three of Caesar’s slaves
trying to carry the body back to the house.
- Cicero advised the conspiratorial Senators to immediately summon the
Senate, but they did not and so Caesar’s allies took the initiative. The
people liked Caesar’s reforms and cash handouts, and “liberty” might not
have been a realistic option for them as it was for the Senators.
- Caesar had no children, did not adopt his child with Cleopatra (which
she named Caeserion as a hint). His heir was a great-nephew, Gaius
Octavius, who was 18 at the time. Octavius abandoned his preparations to
invade Parthia and hastened to the capitol. He muscled his way into
politics using “tactics that were not far short of a coup” (340), and as
Octavian he had a pretty bloody reputation.
- Brutus and Cassius were assigned eastern provinces and a triumvirate
of Octavian, Anthony, and Lepidus ruled Rome via control over elections.
There were periodic lists of aristocracy to be killed, including Cicero,
who had his head cut off at the end of 43 BC because he was too vocal in
his opposition to Anthony. The triumvirate broke up soon afterwards in
42 BC when Anthony’s wife Fulvia and his brother Lucius rebelled, but
was patched up after they surrendered due to a starvation siege in 40
BC. Lepidus was removed in 36 BC. For a while Octavian operated in the
west and Anthony in the east, shacking up with Cleopatra, who had left
Rome after Julius was assassinated. She needed to Roman support to
maintain her position as ruler of Egypt, as one of the “friendly
allies”, and she found Anthony. Theirs was the likelier army to succeed,
but the first naval battle in Actium gave them the initiative. The
victory was partly Octavian’s second-in-command who cut off their
supplies, partly due to information from deserters, and partly due to
Anthony and Cleopatra fleeing when the going got tough, which did not
give much incentive for the men to keep fighting.
- Julius Caesar got killed for acting like a king, how did Augustus pull
it off and become the model emperor for a century, especially given his
bloody and authoritarian history?
- First of all, there was plenty of dissent that he had pulled it off,
even almost fifty years later at his death.
- His triumph paraded a wax figure of Cleopatra (who had committed
suicide) and emphasized the victories over people in Asia led by the
armies of Cleopatra; it neglected the part that it was Roman legions
they had fought. This exploited the view that Asians were decadent and
excessive, compared to Roman austerity.
- He changed his name to Augustus (which was not a real word, but
roughly meant “Revered One”), to rid himself of the connotations of
Ocatavius
- There was a strong view among people that it did not matter who one,
the end result would have been the same. Even Brutus, who killed
Caesar in the name of liberty, was making coins with his image on
them.
- He did not do away with any of the Roman institutions, there were
still Senators, tribunes, consuls, etc. But he “exercised such
influence over elections that the popular democratic process withered”
(354) and these officials gave him what he asked for. He publicly
rejected being made “dictator”; instead he was given “the power of the
tribunes” but was not a tribune, and “the rights of a consuls” but was
not a consul. The Senate essentially became the administrative body of
the empire, rather than the governing body.
- He was referred to as princeps, “first citizen”, not
“emperor”
- He did not live in a palace, he lived in a normal aristocratic house
on the Palatine, and his wife still spun wool.
- He made himself visible: there are over 250 statues of a youthful
Augustus—all pretty much the same image—implying that he had a
specific propaganda image. This give people an image of their ruler,
even though it did not reflect what he really looked like. It was also
a change from the traditional Roman style of making people look
wrinkly and old.
- He created a mythology for himself: he commissioned poems, from
Virgil. Virgil’s Cartheginian queen Dido has strong similarities to
Cleopatra.
- Some ancient writers decided that Augustus was intentionally vague
and acting one way sometimes and another way other times.
- He presented himself as inevitable, a natural part of history. This
was partly through the arts, like Virgil, and partly through things
like naming a month of the calendar after Julius’ “July, “August”.
- He ensured that the army was loyal to him. He, not the Senate,
controlled the appointment of generals, and the State paid either a
cash sum or a grant of land to soldiers after they served their 16
(later increased to 20) year service. This was hugely expensive.
- Augustus’ own record of what he did highlighted that he:
- he brought military victory (i.e. victory over people like
Cleopatra)
- was generous to the people. He gave cash to at least 250,000 men,
sponsored yearly gladiatorial spectacles and a legendary naval
battle on an artificial lake. He was generous to the people and in
response they were to understand him as patron, protector, and
benefactor.
- he built a lot of buildings. “I found Rome a city of bricks and
left it a city of marble.”
- These three things became the standard for emperors for the next 200
years.
- There were plenty of setbacks. Augustus suffered a great defeat in
Germany. Marcus Egnatius Rufus tried to gain independent support during
his time in office as an aedile in 22 BC by setting up a fire department
with his own money, and then tried to run for consul without Augustus’
approval (and too young); he was executed by the Senate. Ovid wrote
critiques. Even Virgil is a little unsettling: at the end ancestral
Aeneas, in rage, brutally kills an enemy who had already surrendered.
- Augustus had problems finding a successor, trying various machinations
involving marrying his daughter Julia to various people, as his wife
Livia had no children by him. (This may have resulted in Julia’s
“notoriously rebellious sex life”, 379). None of it worked, and in the
end, he had to settle for Livia’s son by previous marriage, Tiberius.
- On Augustus’ death, Livia may have delayed the announcement until his
son could return to Rome. At any rate, the succession went smoothly.
Ch. 10: Fourteen Emperors
- Historians, even in Roman times, had a tendency to view things in
terms of good emperors and bad emperors. This obscures the more complex
reality, and is not really helpful.
- Nero, despite being blamed for setting fire to Roman, undeniably
contributed large amounts of money to people homeless from the fire.
And after his death there were three rebels in the Eastern provinces
claiming to be Nero. This implies that he must have been popular in
places, since one does not claim to be someone unloved and vile to
gain power...
- Vespasian had a reputation for self-deprecation (reportedly saying
“oh dear, I think I am becoming a god” as he was dying) and was seen
as a “good” emperor, but despite the literary outrage at Nero’s
sumptuous and excessive golden palace with its rotating dining room,
Vespasian had no compunctions about moving in.
- Marcus Aurelius is held up as a wise ruler, yet he brutally killed
the Germans (as detailed graphically on his column—built just a
smidge higher than Trajan’s).
- Gaius had lots of stories told about his imperial abuse, but
Hadrian, seen as a good ruler, was reported to have killed his
architect over a building disagreement and even Gibbon, who liked
Hadrian, admitted that he was vain, capricious, and cruel at times.
- Romans had a tendency to villify and erase those who were out of
favor, even pulling down their houses.
- The imperial system was pretty stable over the two hundred years from
Augustus, but there were changes.
- When Julius was assassinated, only he was, not his wife. By the time
Gaius was assassinated, they assassins felt the need to take out the
imperial family, too.
- Augustus had tried to remove the army from politics, but the
Praetorian Guard was still in close proximity to the emperor, and so
occasionally made politics.
- Augustus lived roughly like the other Roman aristocrats. The largest
house in Pompeii (79 AD) was roughly the size of the palace of one of
Alexander the Great’s generals who became kings when he died. In
contrast, Hadrian’s villa at Tivoli was was larger than the entire
town of Pompeii, and included replicas of all the important monuments
from around the Empire. Augustus’ handful of houses on the Palantine
in Rome among the other aristocrats had taken over the entire Hill,
excluding anything else.
- Augustus’ administrative staff is roughly on the order of a couple
thousand slaves (a mass grave of roughly 1000 slaves and ex-slaves of
Augustus’ wife Livia, complete with plaques describing their jobs, was
found). Just thirty years later there were entire departments each
with their own hundreds of slaves. Originally ex-slaves were the
division managers (they were, of course, loyal to the emperor), but
when the equestrians complained, they became managers. It was similar
to a modern civil service, but with just one level of hierarchy.
- Almost no one in the empire had ever seen the emperor, but his
likeness was ubiquitous: on coins and statues, even molded into the
tops of biscuits for sacrifices.
- This image was carefully crafted, and somewhere along the way the
marketing department decided that smooth-shaven was out and facial
hair was in. Unfortunately we don’t know the reason for this change.
- All emperors continued flaunting building campaigns (they were
criticized otherwise) and military victories.
- The problems with the structure that Augustus created remained:
- Succession was troublesome (although if succession went well, the
rest tended to be peaceful). Roman rules of inheritance were fairly
fluid, which made it difficult to create a dynastic system of passing
on to the eldest son (even if there had been one). And anyone, the
eldest son is not necessarily a good successor. Anyway, the emperor’s
successor had to be approved by a lot of factions for it to really
work.
- Without accepted inheritance rules, any member of the extended
family was a potential successor, hence the idea of the dangers
lurking in the imperial court. However, “the Roman elite was not by
nature particularly cruel and ruthless”, so the stories might not be
reliable.
- Marcus Aurelius was the first emperor in 70 years to have a son
survive to adulthood, and this son was accepted without bothering
looking someone who would do a good job, and he was a disaster
(Commodus, whose assissination sparked another civil war)
- “[Roman emperors’ succession plans] were defeated in party by
biology, in part by lingering uncertainties and disagreements about
how inheritance should be operate. Succession always came down to
some combination of luck, improvisation, plotting, violence and
secret deals.” (420)
- The role of the Senate (which had traditionally ruled) under the
emperor who now ruled was ill-defined.
- Augustus’ successor Tiberius tried to get the Senate to act on its
own initiative, but the senators refused because it was dangerous to
be on the wrong side of the emperor. “‘Men fit for slavery!’ he was
reputed to have frequently said. “If so, he failed to see that the
free senate he claimed to want was incompatible with his own power.”
(421)
- Emperors tended to start off with the emperor trying to repair the
relationship, and then degenerating into putting senators to death
and sometimes open hostility.
- In addition to the distinct possibility of a death sentence for
getting on the wrong side of the emperor somehow, the senators also
sometimes were ridiculed by the emperor. This did not improve the
relationship.
- Some senatorial families were principled about the notion of
liberty (these did not end well), but most the newer families were
able to serve multiple emperors. Pliny the Younger, for instance,
worked his way up starting with Domitian. He complained about
emperors in his letters, but the safely dead ones. So for the most
part the senators complained about their treatment, but they were
also pragmatic about serving the current emperor.
- It was not clear how the divinity of the emperor fitted in.
- Clearly the emperor was not the equivalent of Jupiter, despite any
claims to the contrary. And when the emperor’s family and little
dead baby became gods, that was a bit much.
- However, the near east had a long tradition of “represent[ing]
overwhelming political power using language and imagery cast in
divine terms.” (429). These people had clearly transcended ordinary
humans in their power; from the ordinary person’s perspective, they
might be effectively superhuman.
- Generally the emperor was like a god, but not actually a
god. And sacrifices were performed on the behalf of the
emperor but not to him. “In Rome, it was usually the numen,
or the ‘power’ of the living emperor that received sacrifice, not
the emperor himself.” (431)
- The Senate held the power to deify the emperor after his death.
Some writers wanted some proof, and “stories of Livia’s suspiciously
large cash reward to the senator who was prepared ot say that he had
seen Augustus ascend to heaven suggest some uncertainty about the
process.” (432)
- A skit by Seneca suggests that deified emperors had a pretty low
rank among the gods.
Ch. 11: The Haves and Have-nots
- There were about 300,000 wealthy people in the Roman Empire (more if
slaves/servants were included), out of 50 - 60 million.
- Pliny the Elder was sharply critical of extravagance. Pliny the
Younger describes his villa humbly as “fit for purpose and not too
expensive to maintain” and then describes a sumptuous villa with
windows onto the sea, dining rooms for each season, private baths,
running water, heating, and even a gymnasium. Wealthy Romans built
large and comfortable houses, insulated from the noise and smells of
the city. They also tended to cook their own food.
- The wealthy typically donated lavishly. Pliny the Younger built a
library for his hometown that cost 1 million sesterces (the minimum
fortune to be a senator).
- The wealthy lived next to the poor, and took the same streets that
smelled of excrement dumped out of chamber pots, and heard the same
noise of heavy carts at night (they were banned from Rome during the
day).
- Disease killed emperors more often than poison, and the wealthy
experienced it as well as the poor.
- We don’t know much about the poorer people in the empire, because it
was the really rich ones that had the time to write or buy stone
monuments.
- Most of the people in the empire were smallholder farmers. Change in
rule to Roman rule probably did not affect them much.
- The cities definitely had a homeless population. Roman writers advised
not giving to beggars, there are some paintings of people interacting
with beggars. Some homeless would sleep in the large, wealthy tombs,
because there was a law that anyone could prosecute them for it.
- There were probably shantytowns outside the cities and around
aqueducts, as one law said that such temporary dwellings could be
removed if a fire hazard, otherwise they could be charged rent.
- The corn dole in the city of Rome only applied to 250,000 male
citizens, so it would not have helped the homeless.
- The next step up ranged from people on the verge of homelessness to
fairly secure. These people would live in the tenement buildings, the
wealthier ones on the spacious lower floors, with the poorer ones in the
increasingly small rooms as one went higher. (These upper rooms were
also more unsafe in the not-infrequent fires) Judging from
Pompeii, their diet was fairly diverse, and some even had jewelry that
could get lost in the toilets.
- There was a lot of need for temporary unskilled/manual labor. Just
the food requirements for 1 million people would require 300,000
man-hours for unloading it. These people would be at the lower levels
of economic stability.
- People living in the tenements would spend most of their time away
from their room. Restaurants were cheap and plentiful, and there were
lots of bars. Gambling (“board games”) was common, although frowned
upon by the upper classes.
- People worked hard. We can tell from children’s bones that they also
worked hard.
- People frequently defined themselves by their craft, featuring
pictures of it on their tombs. There were collegia of crafts
that would band together for increased power as a voting block. It is
unclear how strict these rules are. They did not act as medieval
guilds, though, as they did not regulate prices, quality, or who could
perform the profession.
- There was no police, and no effective way to redress ills. So if you
were robbed or a wife was assaulted and miscarried, the best most people
could realistically do was go to the temple and curse the person. The
courts were out of reach for most people, and generally looked on as a
danger to avoid. One could definitely petition the governor or emperor,
but as one governor of Egypt was documented getting 1,800 petitions in
three days, it was unlikely that your petition would be heard.
- There was probably more conflict between classes than the lack of
reported suggests, but it was probably not open conflict, more like
throwing rotten eggs at the curtained sedan chairs of the rich, or
mocking the elites with scatalogical jokes in the mouths of sages.
- Only about 20% of people were estimated to be literate, but there must
have been a much larger number who were functionally literate.
- One popular form of board games involved moving along a sequence of
letters, which were often arranged into six, six-letter words.
Presumably this would not be so popular if none of the players could
read.
- There is a mural at a bar that asks scatalogical questions of the
Seven Sages. However, the questions/replies also incorporate the
philosophy of each sage, and would not make much sense if you did not
know anything about them, which suggests that there was some base
level of cultural knowledge. Likewise, many people inscribed the first
line of the Aeneid on things, implying some cultural
knowledge.
Ch. 12: Rome Outside of Rome
- Pliny the Younger governed the province of Bithynia from 109 AD for
several years before his death. His correspondence with Emperor Trajan,
like Cicero’s letters, is useful because it covers many details.
- Cicero saw his province as an opportunity for military glory and
found the low-level corruption something he could only mitigate.
Pliny’s letters portray him as attentive to finances and the province
running smoothly under the rule of law. (Of course, Pliny may have
been overly ... optimistic ... about the situation in his letters)
Unlike the governors under the senate, Imperial governors knew they
reported to the emperor, and they also knew that the emperor had means
of finding out what was happening.
- Pliny’s letters are most famous for being the first historical
record of Christians. He asks Trajan if his approach of giving them
opportunities to recant and offer sacrifices, but killed them if they
remained obstinate; Trajan says yes but not to seek them out, only
investigate accusations.
- (In both Greece and Rome, slaves’ testimony was only valid under
torture)
- Governors did not get any training, so the newly arrived governor,
who knew no one and might not speak the local language was on his own
except for legatus (a deputy) and the procurator.
He had to do a good job for five years, mostly on his own, so the new
governor was probably pretty nervous when he arrived.
- The boundaries of the empire were originally fairly fuzzy, where Roman
influence slowly became less. Over time, this became more solid
boundaries.
- Augustus’ empire was founded on military conquest. But the armies
lost a disastrous battle at Teutoburg Forest in 9 AD which prompted
Augustus to write instructions to his successors not to continue
trying to extend the empire. So there was a contradiction here.
- Unlike Republican Rome, the emperors only competed with their
forebears, rather than other living senators, which made the
competition less fierce.
- There were some natural limits. Strabo calculated that Claudius’
invasion of Britain was guaranteed to cost more than the tax revenues.
(But Claudius was not very warlike, and needed the victory, even
though Roman occupation of Britain advanced slowly.)
- Hadrian’s Wall was too low to prevent attackers from scaling it,
plus it was made of earth and had no way to walk on top. This made it
likely that it was not for military purposes. But less extension works
would serve for collecting tax duties on commerce or preventing
migration of people. So perhaps its purpose was to mark the edge of
the empire.
- Images of victory were everywhere; diplomatic agreements and
successful defences were hailed as victories, for instance. Nero
persuaded the King of Armenia to receive his crown from the emperor,
giving the emperor more of the appearance of control than a peace
treaty would suggest.
- Imperial administration appears to have been mostly reactive, with
little long-term planning. (Pliny asks all sorts of what seem to be
trivial questions, “following the logic of Roman imperial
administration, that you got no decision from the emperor unless you
asked him for one.” (487))
- Quality of governance varied. The emperor appointed governors rather
than the Senate’s previously very political process, which might have
improved quality, but not necessarily. There were still trials for
extortion. Probably low-level exploitation was considered fine, but it
could not be too large. Emperor Tiberius said “I want me sheep shorn,
not shaven”.
- Tax collections slowly moved from big companies to locals, which was
cheaper and probably less extortionate.
- The Romans did not try to impose their culture or even change
culture. They did outlaw Druids and Christians, but that was about it.
- The Romans also did not have the manpower to affect large cultural
change; the entire empire of 50 million people only had about 200
top-level administrators, plus several thousand of the emperor’s
slaves.
- The army seems to have become more administrative. Excavations of
Vindolanda (near Hadrian’s Wall, and contemporaneous with Pliny)
suggest that wives and possibly children lived on the base—not the
military garrison one usually expects. Strength reports indicate that
50% of the soldiers were not available (at a nearby camp, in London,
etc.), and Trajan mentions the army doing to many things away from
their posts to Pliny.
- Locals were part of the governing system. Greece had a tradition of
cities governing themselves, and elsewhere the Roman’s built cities
and replicated their structure. Elites before occupation became
integrated into the Roman hierarchy and thereby got a stake in Roman
success. Eventually they tended to Romanize themselves.
- Romanization tended to be done by the locals themselves because it
offered benefits to them.
- Being the military and cultural power, Roman things took on status.
People tended to adopt the Roman versions of things: the Celtic upper
classes started drinking wine, for instance.
- A pottery factory in southern Gaul made red dinnerware. We have the
names of the locals who worked there, some of which were Latin and
some were Celtic. But when stamped onto the pottery, many of the
Celtic men used Latin names.
- Romanization went farther in the west than the east, because Greeks
already had a civilization, which both Greeks and Romans felt was more
civilized. Yet, Greeks started enjoying baths and bloody coliseum
events. Some Greek writers praised Rome, others tried to turn the
clock back, like Pausanias, who wrote a travel guide to Greece and
omitted any mention of buildings built by Rome or its money. Plutarch
organized his lives as pairs of one Greek and one Roman great man to
compare and contrast what made them successful, and try to answer what
it meant to be Greek or to be Roman.
- Romanization was a continuum: one person might have adopted mostly
Roman was (like the wealthy elites), while others took some things
from Roman culture but kept many things of their own.
- The Roman Empire had lots of movement of goods and people.
- Goods were shipped all over the empire. The oil and wheat that fed
Rome itself were mostly from foreign parts. An ordinary house in
Pompeii had a delicate ivory figurine from India. The Vindolanda
garrison bought lots of pepper. The emperor imported large columns at
great expense that only were found at a quarry in the desert in Egypt.
One list of the goods in a merchant ship from India to Egypt (and
presumably on to Rome) were worth 6 million sesterces after tax, which
would buy a nice senatorial estate in Italy. Flavius Zeuxis, from
southern Turkey, claims to have made 72 voyages to sell his fabric.
Rome’s Monte Testaccio is an entire hill of used olive oil amphorae.
- Slaves would be transported from where they were conquered
throughout the empire. Presumably many people came to Rome to seek
their fortune. A man named Barates from Syria ended up going to
Hadrian’s Wall and marrying a local slave girl from near London.
- There were periodic rebellions, usually when Rome did something that
turned the local elites (whom Rome relied on to govern) against Rome.
The rebellion of the Jews and of Boudicca in Britain were the most
notable. Both involved Rome insulting the local aristocracy. Both were
crushed.
- The Romans were not really sure how they should handle Christianity.
One of Pliny’s letters suggests that Christianity was illegal, but there
were only sporadic persecutions until about 200 AD. Vibia Perpetua’s
memoir describes the procurator pleading with her to recant
and offer a sacrifice, for the sake of her elderly father and little
baby. Christians being thrown to the beasts was awkward, since it was
strictly “animals and criminals and the slave underclass” who were
killed in blood sports. Perpetua and her fellow marytr Felicitas were
young mothers (Felicitas’ breasts were recorded as dripping milk), which
were not the sort killed in blood sports, and people wondered why the
Romans were killing them.
- Unlike other religions, Christianity didn’t have a home region,
really, as God claimed to be god of everything, not just one area.
- One became a Christian by a spiritual conversion, which was
completely new.
- Some Christian values, like poverty is good and the body is to be
mortified not indulged went against Greco-Roman values of how the
world worked.
- It was the mobility of the empire that allowed Christianity to
spread and become so successful.
- Roman was fairly race-blind; people traveled from all over the empire.
We don’t even know the race of the Septimius Severus, emperor from
Africa. Eventually half the senators were from outside of Rome. However,
elites in Rome were very elitist, and looked down on people from
provinces, who couldn’t even find their way to the senate house.
Supposedly Septimius Severus’ sister had a really bad Latin accent,
which embarrassed him so much that he sent her back.
- The tomb of Zoilos is illustrative of a person of this era. He was
probably born free sometime around 50 BC, taken into slavery. He was
owned by Julius Caesar, set free by him, and also served Augustus, who
apparently was very fond of him. He used the normal methods to turns his
share of Augustus’ spoils into wealth, and was given a large tomb at
public expense. On one side he is represented as a Roman, orating in a
toga with a scroll. On the other he his represented in Greek clothes
with a Greek hat. He was actually both Greek and Roman.
Epilogue:
- This book ends with 212 AD, which is when Caracalla made every free
person in the empire a Roman citizen, because this completed the project
of citizenship started with Romulus, who gave citizenship to anyone who
came in order to found his city. Turning foreigners into Romans had
finally been completed. It ended decades of argument over what it meant
to be a citizen of Rome.
- It also lead to social distinctions based on wealth rather than on
citizenship, so it did not result in equality for everyone.
- The previous 180 years up to this time had seen 14 emperors (plus 3
immediately after Nero). The next 100 years saw 70. The army now chose
the emperor. And the emperor lived mostly in Constantinople now,
governing remotely, so the civilitas between the Senate and
Emperor could no longer happen and the emperor became openly autocratic
while the Senate became irrelevant.
- The author opines that it is not useful to “learn from the Romans” in
the sense of trying to apply their thought to the present, because the
present is nothing like ancient Rome. (Plus the Romans had so many
different views that there is not a “Roman view” to apply, anyway.) “But
I am more and more convinced that we have an enormous amount to
learn—as much about ourselves as about the past—by engaging with
the history of the Romans, their poetry and prose, their controversies
and arguments. Western culture has a very varied inheritance. Happily,
we are not the heirs of the classical past alone. Nevertheless, since
the Renaissance at least, many of our most fundamental assumptions about
power, citizenship, responsibility, political violence, empire, luxury
and beauty have been formed, and tested, in dialogue with the Romans and
their writing.” (535)